Biographical Background

Andrew Szabo

Managing Director

Portfolio Management and Research

¨     Sixteen years of investment experience.

¨     Service at three Wall Street firms: Lehman Brothers; Kidder, Peabody & Co.; and UBS. 

¨    Education:  BA, SUNY-Binghamton (1976); MA, HarvardUniversity (1979); JD, YaleLawSchool (1984).  

¨    NASD licensed Series 3, Series 7 and Series 66.

¨    Hold charter as Certified Financial Analyst (CFA); Member, New York Society of Security Analysts.

¨    Father of five children.

Laura Hughes

Director

Group Insurance Benefits

¨     Nineteen years of experience the insurance industry.

¨     Previous experience includes General Manager for Paul Revere Life Insurance Company  from 1991 to 1997

¨     Specialist in group insurance benefits, including health insurance, disability, life, long term care, plus proprietary products such as Pharmacy Benefit Review.  Plan review, design and implementation.

¨     Individual insurance: consults professionals and business owners for disability, life, long-term care, buy-sell funding, and estate planning issues.

¨     Founder of the Riverview Group Inc.

¨     Past President of TheWestchester Association of Insurance & Financial Advisors

¨     Married with one child.

Robert Kellman

Director

Pension and Profit Sharing Consulting

¨     Twenty years consulting to small and mid-size companies concerning their qualified retirement plans.

¨     Vice President, National Pension Service, Inc.

¨     Founder RMK Pension Advisors, LLC

¨     NASD licensed Series 6 and 63

¨     Board member, Norwalk Grassroots Tennis Association

¨     Board member, Fairfield County Paddle Tennis League

¨     Married, with three children.